Frequently Asked Questions:

1. What is Dundee Securities?

As one of Canada�s leading independent wealth management companies, we are committed to continually raising the bar in the field of financial planning. With Dundee, you have access to some of the finest people and research in the business. We work diligently to provide you the best in financial products and customer service.

2. What do you offer?

We offer sound financial planning advice regarding taxes, investments, insurance, estate planning, pension options, retirement, and general financial matters. A wide variety of investments are available from our office including mutual funds, privately managed investment accounts, stocks, bonds, GICs and limited partnerships.

3. Who do you serve?

We serve individuals, corporations, small businesses, estates, and trusts. The majority of our clients are Farmers, Professionals, and Business Owners.

4. Who benefits most from Dundee�s services?

Any client who has a financial, tax or investment problem, or who simply wishes to plan prudently for their financial future will benefit from the services we have to offer. Furthermore, those who desire a higher, more sophisticated level of financial planning than they are receiving from their current advisor, might find our programs and our approach appealing.

5. What is a financial plan?

A financial plan is an overall review of your financial situation, and takes into account your goals and objectives. It focuses on such areas as: income tax planning, asset management, estate planning, risk management, education planning, and retirement. The plan analyzes and recommends ways that you can achieve your financial goals. Depending on your specific situation, some or all of these areas will be addressed by the plan. Furthermore, the plan will be provided to you in writing.

We do not charge a fee for financial planning. We prepare financial plans before making any specific recommendations for individuals. If you decide to invest with us, we then receive a commission from the individual investments that you make. In many cases there are no out-of-pocket costs for clients that invest with us. Also, there is absolutely no obligation to purchase products from us, should you choose to come in and meet with us.

No, we do not handle such services outright in our office. However, we do recommend individuals that specialize in these areas, as required or requested by our clients.

We focus on a fundamental approach to investment analysis. In other words, we take into account such variables as prevailing economic conditions; specific industry outlook; historical data and performance; strength of company management; earnings growth and potential; as well as any applicable tax benefits. Above all, we attempt to select investments that harmonize well with a client�s goals and objectives, within the scope of the individual�s specific financial plan. Special attention is placed on the track record of the portfolio mangers.

We invest for the long-term, utilizing a disciplined buy-and-hold strategy. We aim to increase the wealth of our clients steadily through sensible and prudent methods, not speculation.

Simply contact our office. Give us a call at 306-975-9500 or 1-800-652-7472 for more information, or to book your first appointment.